2024 Cftc no action letter 13-82

Cftc no action letter 13-82

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August undefined, 2024

WebOct 26, 2024 · Importantly, under the Final Rule, a non-US CPO’s reliance on CFTC Regulation 3.10(c)(3) would not preclude the non-US CPO from claiming other exemptions or exclusions, including those in CFTC Regulations 4.5 or 4.13, or from claiming the CFTC Regulation 3.10(c)(3) exemption while operating other pools pursuant to CPO registration. WebJan 9, 2024 · 19 See CFTC Letter No. 12-40 (Dec. 4, 2012). The BDC No-Action Letter imposed conditions with substantially the same effect as the inclusion of BDCs and their advisers as eligible entities under Rule 4.5, except that the BDC No-Action Letter required a notice filing with DSIO staff instead of with the NFA, and did not require annual …

Commodity Futures Trading Commission CFTC

WebMoved Permanently. The document has moved here. WebMar 18, 2016 · On March 16, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) unanimously voted to approve a final amendment (the “Amendment”) to the trade option exemption for the benefit of commercial end users of commodity trade options that are not swap dealers (“SD”) or major swap participants (“MSP”) (referred to hereafter as … howis library

CFTC Issues Relief for UK Firms Regarding Brexit Possibilities

WebJan 9, 2024 · These amendments codify CFTC staff no-action relief under CFTC No-Action Letters No. 12-37 and 14-143, on which family offices have been able to rely since 2012 and 2014, respectively. WebDec 5, 2015 · June 7, 2013: The FXC and FMLG – Request for Technical Clarification of Relief Granted in CFTC Letter No. 13-12 for Transactions in BIS 31 Currencies April 17, 2013: The FXC and FMLG -- Request for No-action Relief Regarding Obligation to Provide Pre-Trade Mid-Market Quote (BIS 31 Request) Web7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be addressed if a clearing FCM carrying a customer with separate accounts meets certain conditions, which were derived from the Industry Letters and specified in CFTC Letter … how is libtayo administered

SEC.gov Staff No Action, Interpretive and Exemptive Letters

SDs and MSPs Exempted from FX Pre-trade Mark Obligations by CFTC

Web1 CFTC Letter No. 19-28 (Dec. 17, 2024), available at https: ... Both divisions provided no-action letters in response to ARRC’s letter. In formulating this revised letter, DCR considered a new July 20, 2024 letter, the November 5, ... 13 Information regarding the progress of trading SOFR derivatives to date can be found at WebJun 14, 2013 · www.cftc.gov March 29, 2013 CFTC Letter No.13-05 No-Action March 29, 2013 Division of Clearing and Risk Division of Swap Dealer and Intermediary Oversight Division of Market Oversight Extension of Staff No-Action Relief with Respect to Certain CEA Provisions That May Apply to Certain RTOs, ISOs, and/or Their Participants how is lice formedWebNotice I-13-44. December 20, 2013. Important Notice Regarding Applicability of CFTC No-Action Letter 13-51 Regarding Consolidation of Pool Annual and Quarterly Reports by Pools and Wholly Owned Subsidiaries. On September 5, 2013, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 13-51, which permits a CPO of an … highland ridge golf course florida

"WebJul 2, 2013 · In CFTC Letter No. 13-22 (the “No- Action Letter”), the Division indicated that it was issuing the relief in response to a number of comments received from non-financial companies with wholly-owned treasury affiliates that hedge risks for the entire non-financial company group. Absent the no-action relief, many such entities would have been ... " - Cftc no action letter 13-82

Cftc no action letter 13-82

CFTC Issues No-Action Letters Katten Muchin Rosenman LLP

WebApr 9, 2024 · The Commission has issued relief that permits UK entities to rely on existing no-action relief involving the European Union (EU), and although the relief is directed to UK entities, the entire market benefits from greater regulatory certainty. [1] WebThis letter constitutes a further progression of the relief addressed in CFTC Staff Letter No. 14-69 (“Letter 14-69”).2 Accordingly, the Division will no longer consider requests for CPO registration no-action relief pursuant to the streamlined approach described in Letter 14-69, 1 7 U.S.C. §6m(1). The CEA is found at 7 U.S.C. §§1 et seq ...

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WebApr 14, 2024 · 82.50 +0.34 (+0.41%) ... In a letter explaining the incident to the Cooper community, the principal said the boy continued “to act out hitting, kicking and biting the other administrator and me ... Web68 rows · The CFTC’s Division of Market Oversight issued an extension of no-action …

WebMoved Permanently. The document has moved here. WebNov 13, 2024 · The CFTC explained that the reasons for proposing to exclude BDCs from the CPO definition are the same reasons that prompted CFTC staff to grant no-action relief for BDCs in Letter 12-40 — namely, BDCs are subject to oversight by the SEC that is comparable to the regulation of registered investment companies, and BDC’s use of …

WebFirst, following similar relief by U.S. Prudential Regulators, 4 the CFTC issued an interim final rule allowing UK swap dealers to treat as legacy swaps certain uncleared swaps executed before the relevant compliance dates under the CFTC’s margin rules. 5 Second, the CFTC issued a no-action letter extending existing regulatory relief available to … WebThe IBOR No-Action Letter provides relief from the IBOR No-Action Letter Covered Requirements, including, for example, uncleared swap margin requirements, 11. where a swap is amended for purposes of the IBOR transition by means of a Qualifying Amendment. This present letter requests that relief from the IBOR No-Action Letter Covered

Web(a) Definitions. For the purpose of this section: (1) Exemptive letter means a written grant of relief issued by the staff of a Division of the Commission from the applicability of a specific provision of the Act or of a rule, regulation or order issued thereunder by the Commission.An exemptive letter may only be issued by staff of a Division when the Commission itself …

Webwww.cftc.gov Division of Swap Dealer and Intermediary Oversight Gary Barnett Director CFTC Letter No. 13-82 No-Action December 23, 2013 Division of Swap Dealer and … how is lice madeWebMay 7, 2013 · On May 1, 2013, the CFTC granted further limited no-action relief under No-action Letter 13-12 (Letter 13-12) to swap dealers (SDs) and major swap participants (MSPs) entering into certain FX transactions with non-SD/non-MSP counterparties from the obligation under CFTC Regulation 23.431 to disclose to their counterparty a pre-trade … highland ridge health and rehabWeb7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be … how is lichen planus diagnosedWebDec 7, 2024 · The ARRC CFTC No-Action Relief Extension Request was formally filled by the ARRC with the CFTC on Dec 02. This letter requests an extension from December 31, 2024 to June 30, 2024 for relief previously granted by the CFTC on August 31, 2024, to the extent such relief was time-limited to December 31, 2024. highland ridge golf course reviewsWebJul 20, 2024 · The ARRC appreciates (i) the DCR’s issuance of CFTC Letter No. 19-28 (DCR No-Action Letter), which provided relief from the mandatory clearing requirement. 1. for legacy interest rate swaps modified as part of the industry transition from certain IBORs ... No-Action Letter to address industry developments. One of these requests for DCR— highland ridge golf course sebring flWebDec 7, 2024 · Staff No Action, Interpretive and Exemptive Letters. Division of Corporation Finance. Division of Investment Management. Division of Trading and Markets. Office of … how is licorice made videoWebAug 14, 2024 · The new no-action letter provides relief to non-U.S. SDs from TLRs for ANE Transactions — to the extent those requirements are not addressed in the Final Rule — until the CFTC addresses whether a particular unaddressed requirement … how is lich pronounced